Edward Raymond Littmann

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 03/2017
  Mesirow Financial, Inc.
  Chicago, IL
• 02/2024 → Present
  Ubs Financial Services, Inc.
  Bend, OR
• 09/2017 → 01/2021
  Yunqi Capital Limited
  Hong Kong
• 05/2021 → 01/2024
  Sound Fund Advisor
  Chicago, IL
• 04/2017 → 08/2017
  Unemployed
  Chicago, IL
• 02/2021 → 04/2021
  Unemployeed
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2024-08-27
• S63 Uniform Securities Agent State Law Examination
  2004-03-09

Other Names

• Ed Littmann