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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| NE | RA | APPROVED | 2007-08-14 |
Branch Locations
18205 Capitol Ave Ste 300, Elkhorn, NE 68022 • United States
Bennington, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Elkhorn | NE | 10/2003 | Present |
| Principal Securities Inc | Elkhorn | NE | 03/2016 | Present |
Fixed insurance, LTC, Group, Health, Life, DI, 2/21/17.***Baz Wealth Management LLC; Not Investment Related; Elkhorn, NE; Owner; LLC established for tax purposes only. Not used as a DBA with the public; Start Date: 08/03/2018; 0 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-10 |
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