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Zoe Rowlands

Ubs Financial Services Inc.

Atlanta, GA

Auburn, GA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2014-02-14
  • GA RA
    APPROVED
    Since 2014-02-14

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Auburn, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Atlant GA 08/2013 Present
  • 08/2013 → Present
    Ubs Financial Services
    Atlant, GA
Previous Registrations
  • 2012-07-17 → 2013-07-31
    Signator Financial Services, Inc.
    Dacula, GA
  • 2004-05-03 → 2012-07-12
    Valic Financial Advisors, Inc.
    Atlanta, GA
    Atlanta, GA
    Athens, GA
Other Businesses

1. Integrity Processing, Helping to package products, Monroe GAUnited States-30655, I will help package up terminal devices, start date-2/1/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-30
S63 Uniform Securities Agent State Law Examination 2004-02-16
  • S65 Uniform Investment Adviser Law Examination
    2004-04-30
  • S63 Uniform Securities Agent State Law Examination
    2004-02-16
Other Names
  • Zoe Michelle Rowlands
  • Zoe Michelle Franklin

View on SEC IAPD

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EQUITY SERVICES, INC.

Other Investors

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CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON
WILLIAM LEWIS LEVINE
CHAD JOSEPH NORFOLK
SEAN PATRICK COOK
JONATHAN CHRISTOPHER BRISTOW
MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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