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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-28
CA RA APPROVED 2017-01-10
  • TX RA
    APPROVED
    Since 2018-03-28
  • CA RA
    APPROVED
    Since 2017-01-10

Branch Locations

3255 W March Ln, Stockton, CA 95219 • United States

Elk Grove, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 11/2016 01/2024
Newport Group Folsom CA 05/2016 11/2016
Bank Of America, N.A. Sacramento CA 02/2017 01/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stockton CA 01/2024 Present
Bank Of America, N.A. Stockton CA 01/2024 Present
Previous Registrations
  • 2013-10-24 → 2014-02-14
    Whjr Associates
    Campbell, CA
Other Businesses

I*100562FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: PROPERTY RENTALINVESTMENT RELATED: NADDRESS OF BUSINESS: ATLANTA, GEORGIA 30331NATURE OF BUSINESS: OTHER, RENT RECEIVED FOR PROPERTY/ MAINTAIN PROPERTYPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 42675NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RECEIVE RENT FOR OWNED PROPERTY I*1152273For profit or not for profit: Entity For ProfitName of outside business organization: LyftInvestment related: NAddress of business: San Francisco, California, 94107Nature of business: ["Cooperative"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 1/21/2023Number of hours devoted: 8 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , ride-sharing I*2470278, Entity Type: Entity Charitable, Name of OBA: Sacramento Ronald McDonald House, Address: Sacramento, California, 95817, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 06/01/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Review the organization's procedures for reporting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-09
S65 Uniform Investment Adviser Law Examination 2013-10-08
S63 Uniform Securities Agent State Law Examination 2004-01-16
  • S66 Uniform Combined State Law Examination
    2017-01-09
  • S65 Uniform Investment Adviser Law Examination
    2013-10-08
  • S63 Uniform Securities Agent State Law Examination
    2004-01-16
Other Names
  • Malonn Barnes
  • Malonn Rahiem Melvin Barnes

View on SEC IAPD

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