Joseph Robert Cummings

Employer firm

Creative Planning CRD 105348

$296B regulatory AUM 1,767 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 04/2018
  Tiaa-Cref Individual & Institutional Services, Llc
  Overland Park, KS
• 08/2012 → 04/2018
  Tiaa
  Overland Park, KS
• 06/2018 → Present
  Creative Planning
  Leawood, KS

Previous Registrations

• 2012-09-17 → 2018-04-04
  Tiaa-Cref Individual & Institutional Services, Llc
  Lawrence, KS
  Overland Park, KS
• 2011-01-12 → 2011-12-31
  J.P. Morgan Institutional Investments Inc.
  Kansas City, MO
  Englewood, CO
  Overland Park, KS
• 2009-01-13 → 2010-12-31
  Chase Investment Services Corp.
  Overland Park, KS
• 2006-06-27 → 2007-07-02
  J.P. Morgan Institutional Investments Inc.
  Kansas City, MO
• 2005-06-13 → 2005-12-13
  American Century Advisory Services, Inc.
  Kansas City, MO

Other Businesses

(1) SOLE PROPRIETOR OF RENTAL HOMES; NOT AN INVESTMENT RELATED ACTIVITY; LEAWOOD, KANSAS; EFFECTIVE DATE: 01/01/2012; OWNER; DEVOTE TWO HOUR PER MONTH; ZERO HOURS DEVOTED DURING SECURITY TRADING HOURS; OWN RENTAL PROPERTIES AND OVERSEE THE PLACEMENT OF TENANTS AND ASSIGN NEEDED MAINTENANCE TO OUTSIDE PROPERTIES. (2) Children's Mercy Planned Giving Council, Kansas City, KS; not investment related; position-Executive Committee; nature-connecting donors with the hospitals financial needs; 1 hour per month/0 during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-08
• S63 Uniform Securities Agent State Law Examination
  2003-12-17

Designations

• Certified Financial Planner

Other Names

• Joe Cummings