Gregory Richard Hummer

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 10/2021
  Morgan Stanley
  Florham Park, NJ
• 07/2016 → 10/2021
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 10/2021 → Present
  Ameriprise Financial Services Llc
  Florham Park, NJ
• 07/2016 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2009-06-01 → 2021-10-28
  Morgan Stanley
  Florham Park, NJ
  Morristown, NJ
  New York, NY
• 2006-01-03 → 2009-06-01
  Citigroup Global Markets Inc.
  Florham Park, NJ
  Florham Park, NJ

Other Businesses

Board of Directors; Presbyterian Church in Morristown; Finance Committee Member; 65 South Street, , Morristown, NJ, 7960; Not Investment-Related; 03/03/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; David F. Light, Sole Proprietorship; I am an AFA for the business.; Manage advisory business; 25A Hanover Road, , Florham Park, NJ, 07932; Investment-Related; 10/01/2021; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2005-12-20

Other Names

• Gregory R Hummer
• Gregory Hummer