Michael Daniel Thometz

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Morgan Stanley & Co Inc
  Mequon, WI
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Mequon, WI
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2009-04-20 → 2009-06-01
  Morgan Stanley & Co. Llc
  Mequon, WI
• 2005-10-24 → 2009-05-08
  Credit Suisse Securities (Usa) Llc
  Chicago, IL
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2005-08-30

Other Names

• Michael D. Thometz