Shaun B Sterling

Current Employers

Employment History

• 12/2014 → 10/2020
  Nylife Securities, Llc
  Melville, NY
• 10/2014 → 10/2020
  New York Life Insurance Company
  Melville, NY
• 03/2015 → 10/2020
  Eagle Strategies Llc
  Melville, NY
• 01/2017 → 10/2020
  Lippencott Financial Group
  East Setauket, NY
• 10/2020 → Present
  Lpl Financial Llc
  Melville, NY
• 10/2020 → Present
  The Pinnacle Financial Group
  Melville, NY

Previous Registrations

• 2015-03-09 → 2020-11-02
  Eagle Strategies Llc
  Melville, NY
  E. Setauket, NY

Other Businesses

1) 10/22/2020 - The Pinnacle Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2020 - 180 hr/mth 2) 12/3/2020 - Sterling Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/24/2020 - 140 Hours Per Month/7 Hours During Securities Trading. 3) 1/5/2021 - THE PINNACLE FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/14/2020 - 180 Hours Per Month/8 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through THE PINNACLE FINANCIAL GROUP, an independent investment advisor firm. I started this business activity in 1/2021. I expect to spend approximately 180 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 5/14/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/02/2020 - 6 Hours Per Month/1 Hour During Securities Trading - Life, term, whole life, health. 5) 03/22/2022 - United Benefits Pensions, Inc. - Investment Related - At Reported Business Location(s) - Third Party Administrator (TPA) - Pension Consultant - Start Date - 03/17/2022 - 10 Hours Per Month/2 Hours During Securities. 6) 05/06/2024 - North Fork Wealth Management LLC - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 04/05/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Fou The Pinnacle Financial Groupnders Financial Alliance, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2011-05-05

Other Names

• Shaun Bradford Sterling