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Terry Michael Roberts

Stifel, Nicolaus & Company, Incorporated

Frontenac, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-14
MO RA APPROVED 2000-04-28
  • TX RA
    APPROVED_RES
    Since 2020-01-14
  • MO RA
    APPROVED
    Since 2000-04-28

Branch Locations

2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Co., Inc. St. Louis MO 11/1999 Present
  • 11/1999 → Present
    Stifel, Nicolaus & Co., Inc.
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-29
S65 Uniform Investment Adviser Law Examination 1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1999-12-29
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FRONTENAC, MO
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STRATEGIC ADVISERS LLC · ST. LOUIS, MO
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WELLS FARGO CLEARING SERVICES, LLC · FRONTENAC, MO
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