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Hugh Shuitong Wong

J.P. Morgan Securities LLC

San Jose, CA

Campbell, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-08
CA RA APPROVED 2021-02-18
  • TX RA
    APPROVED_RES
    Since 2026-07-08
  • CA RA
    APPROVED
    Since 2021-02-18

Branch Locations

2199 Monterey Hwy, Ste 30, San Jose, CA 95125 • United States

1875 S. Bascom Ave, Ste. 114, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Bay Advisors, Llc Los Gatos CA 01/2016 10/2020
Jpmorgan Chase Bank, N.A. Campbell CA 01/2021 Present
J.P. Morgan Securities Llc Campbell CA 01/2021 Present
Wealthsetter Los Gatos CA 06/2016 10/2020
Unemployed Saratoga CA 11/2020 12/2020
  • 01/2016 → 10/2020
    South Bay Advisors, Llc
    Los Gatos, CA
  • 01/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Campbell, CA
  • 01/2021 → Present
    J.P. Morgan Securities Llc
    Campbell, CA
  • 06/2016 → 10/2020
    Wealthsetter
    Los Gatos, CA
  • 11/2020 → 12/2020
    Unemployed
    Saratoga, CA
Previous Registrations
  • 2016-05-10 → 2020-11-23
    South Bay Advisors, Llc.
    Los Gatos, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-02-26
S65 Uniform Investment Adviser Law Examination 2015-12-07
  • S63 Uniform Securities Agent State Law Examination
    2021-02-26
  • S65 Uniform Investment Adviser Law Examination
    2015-12-07
Other Names
  • Shui Tong Wong
  • Hugh Shui Wong

View on SEC IAPD

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