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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
PA RA APPROVED 2010-09-17
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • PA RA
    APPROVED
    Since 2010-09-17

Branch Locations

214 Senate Avenue 7Th Floor, Camp Hill, PA 17011 • United States

515 West Hamilton Street 7Th Floor, Allentown, PA 18101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Bryn Mawr PA 08/2006 Present
Morgan Stanley Smith Barney Bryn Mawr PA 06/2009 Present
  • 08/2006 → Present
    Citigroup Global Markets Inc.
    Bryn Mawr, PA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Bryn Mawr, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-28
  • S66 Uniform Combined State Law Examination
    2004-12-28

View on SEC IAPD

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