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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-03-07 |
Branch Locations
75 2Nd Ave Suite 605, Needham, MA 02494 • United States
75 Second Ave., Ste 605, Needham, MA 02494 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc. | Needham | MA | 02/2014 | 03/2023 |
| Lpl Financial Llc | Needham | MA | 03/2023 | Present |
1) 3/1/2023- Tailored Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related- Needham, MA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-13 |
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