Shuai Wang

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  American United Life
  San Jose, CA
• 03/2011 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2012 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1) INSURANCE, 2988 GRASSINA ST 621 SAN JOSE CA 95136, 12/2021, INV REL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 40HR/MO 40HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING, 01/2012 3) ELITE ID PROTECTION, 2988 GRASSINA ST 621 SAN JOSE CA, ID THEFT BROKER, 06/2020, NIR, 1/YR 0/TRADING HR 4) GATEWAY INSURANCE SOLUTIONS LLC, PO BOX 906, ARNOLD MO 63010, 01/2024, INSURANCE REFERRALS, INV REL, 1 HR/MO - O HR/TRADING 5) ESSENCE WEALTH & INSURANCE SERVICES, 2988 Grassina St 621, San Jose CA 95136, 01/2025, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 1 HR/MO - 1 HR/MO TRADING. 6) ESSENCE WEALTH & INSURANCE SERVICES LLC, 2988 Grassina St 621, San Jose CA 95136, United States, 01/01/2025, Owner, INV REL, 40 HR/MO - 20 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-10-17
• S63 Uniform Securities Agent State Law Examination
  2004-06-17

Other Names

• Sunny Wang
• Swi Wang
• Shuai Wang
• Sunny Shuai Wang
• Sunny Shuai Wang