Travis L. Withers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2011-12-19

OR RA
APPROVED

Since 2011-12-19

Branch Locations

Powell Butte, OR • United States

1777 Sw Chandler Ave Suite 240, Bend, OR 97702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Salem	OR	12/2011	Present

12/2011 → Present

Lpl Financial

Salem, OR

Previous Registrations

2004-06-18 → 2005-10-06

Morgan Stanley Dw Inc.

Salem, OR

Other Businesses

1. 12/4/2011: REAL ESTATE RENTAL - THE TDYS, LLC - LEASE OF FAMILY OWNED LAND. - TIME SPENT 2% - SALEM, OR. 2. 4/27/2012: DBA ONLY - WITHERS WEALTH MANAGMENT, LLC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-02-27

S66 Uniform Combined State Law Examination

2004-02-27

View on SEC IAPD