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4425 Plano Pkwy Ste. 1701, Carrollton, TX 75010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2014-07-07 |
| TX | RA | APPROVED | 2013-10-23 |
Branch Locations
4425 Plano Pkwy Suite 1701, Carrollton, TX 75010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Dallas | TX | 04/2010 | 03/2018 |
| Farris Capital Management Inc. | Dallas | TX | 08/2013 | Present |
| Farris Capital Management Inc. | Dallas | TX | 09/2011 | Present |
1) INSURANCE SALES - AGENT - START DATE: 05/2010 - LOCATED AT 4425 Plano Pkwy Suite 1701 Carrollton Texas 75010 - 5% TIME SPENT 2) FARRIS Real Estate Ventures LLC POSITION: NO ACTIVITY NATURE: THIS OBA IS FOR ACCOUNTING PURPOSES TO SIMPLIFY TAX REPORTING AND liability INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/2014 ADDRESS: 4425 Plano Pkwy Suite 1701 Carrollton Texas 75010 - 5% TIME SPENT 3) JUSTIN FARRIS - AGENT POSITION: Agent NATURE: to become a licensed P&C agent through Goodman Insurance Agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 1/2017 ADDRESS: 4425 Plano Pkwy Suite 1701 Carrollton Texas 75010 - 5% TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-09 |
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