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Justin Childs Farris

Farris Capital Management Inc.

Carrollton, TX

CRD 4725738

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Employer firm

Farris Capital Management Inc. CRD 169051

$178M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Farris Capital Management Inc.

4425 Plano Pkwy Ste. 1701, Carrollton, TX 75010 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2014-07-07
TX RA APPROVED 2013-10-23
  • LA RA
    APPROVED
    Since 2014-07-07
  • TX RA
    APPROVED
    Since 2013-10-23

Branch Locations

4425 Plano Pkwy Suite 1701, Carrollton, TX 75010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Dallas TX 04/2010 03/2018
Farris Capital Management Inc. Dallas TX 08/2013 Present
Farris Capital Management Inc. Dallas TX 09/2011 Present
Previous Registrations
  • 2010-04-30 → 2013-12-31
    Securities America Advisors, Inc.
    Dallas, TX
  • 2005-02-08 → 2010-05-03
    Dallas, TX
    Dallas, TX
    Dallas, TX
Other Businesses

1) INSURANCE SALES - AGENT - START DATE: 05/2010 - LOCATED AT 4425 Plano Pkwy Suite 1701 Carrollton Texas 75010 - 5% TIME SPENT 2) FARRIS Real Estate Ventures LLC POSITION: NO ACTIVITY NATURE: THIS OBA IS FOR ACCOUNTING PURPOSES TO SIMPLIFY TAX REPORTING AND liability INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/2014 ADDRESS: 4425 Plano Pkwy Suite 1701 Carrollton Texas 75010 - 5% TIME SPENT 3) JUSTIN FARRIS - AGENT POSITION: Agent NATURE: to become a licensed P&C agent through Goodman Insurance Agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 1/2017 ADDRESS: 4425 Plano Pkwy Suite 1701 Carrollton Texas 75010 - 5% TIME SPENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-09
  • S66 Uniform Combined State Law Examination
    2004-12-09
Designations
  • Certified Financial Planner
Other Names
  • Justin Farris
  • Justin Childs Farris

View on SEC IAPD

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