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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-06-14 |
Branch Locations
1475 E Woodfield Rd Ste 900, Schaumburg, IL 60173 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Elmhurst | IL | 08/2019 | 02/2020 |
| Thornburg Investment Management | Santa Fe | NM | 02/2020 | 04/2024 |
| American Funds Capital Group | Los Angeles | CA | 01/2014 | 08/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2024 | Present |
| Northwestern Mutual Investment Services Llc | Schaumburg | IL | 05/2024 | Present |
| Hoffman Street Llc | Schaumburg | IL | 07/2024 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-03 |
| S66 | Uniform Combined State Law Examination | 2004-01-10 |
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