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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-05-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Plantation | FL | 05/2016 | Present |
1. 02/21/2017 - Brian S. Miller PA - Investment Related - At Reported Business Location - Business Entity For Tax/Investment Purposes Only - Started 04/06/2016 - 1 Hours Per Month/0 Hours During Securities Trading 2. 10/17/2019 - No business name - DBA:Miller Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/16/2019 - 160 hrs/mo - 8 hrs during trading. 3) 04/02/2025 - Pukka The Boat - Not Investment Related - Other - Personal boat ownership - At reported business location(s) - Start Date:04/02/2025 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-28 |
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