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Brian Scott Miller

LPl Financial LLC

Key Largo, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-05-24
  • FL RA
    APPROVED
    Since 2016-05-24

Branch Locations

Key Largo, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Plantation FL 05/2016 Present
Previous Registrations
  • 2009-12-22 → 2016-06-03
    Truist Investment Services, Inc.
    Delray Beach, FL
    Delray Beach, FL
    Delray Beach, FL
    Hallandale, FL
    Hollywood, FL
    Boca Raton, FL
    Boca Raton, FL
    Manalapan, FL
    Lantana, FL
    Lake Worth, FL
    Hollywood, FL
    Boca Raton, FL
    Boca Raton, FL
    Deerfield Beach, FL
    Fort Lauderdale, FL
  • 2009-12-01 → 2009-12-19
    Royal Palm Beach, FL
    Wellington, FL
    Delray Beach, FL
    West Palm Beach, FL
    Boca Raton, FL
Other Businesses

1. 02/21/2017 - Brian S. Miller PA - Investment Related - At Reported Business Location - Business Entity For Tax/Investment Purposes Only - Started 04/06/2016 - 1 Hours Per Month/0 Hours During Securities Trading 2. 10/17/2019 - No business name - DBA:Miller Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/16/2019 - 160 hrs/mo - 8 hrs during trading. 3) 04/02/2025 - Pukka The Boat - Not Investment Related - Other - Personal boat ownership - At reported business location(s) - Start Date:04/02/2025 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-27
S63 Uniform Securities Agent State Law Examination 2004-02-28
  • S66 Uniform Combined State Law Examination
    2009-10-27
  • S63 Uniform Securities Agent State Law Examination
    2004-02-28

View on SEC IAPD

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