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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-22
FL RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2018-03-22
  • FL RA
    APPROVED
    Since 2017-03-25

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Miami Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New England Financial Boston MA 11/1998 Present
Metropolitian Life Insurance Co Boston MA 09/2001 Present
Metlife Securities Inc Boston MA 09/2001 Present
Walnut Street Securities St. Louis MO 11/2001 Present
Mml Investors Services, Llc Charlotte NC 03/2017 Present
  • 11/1998 → Present
    New England Financial
    Boston, MA
  • 09/2001 → Present
    Metropolitian Life Insurance Co
    Boston, MA
  • 09/2001 → Present
    Metlife Securities Inc
    Boston, MA
  • 11/2001 → Present
    Walnut Street Securities
    St. Louis, MO
  • 03/2017 → Present
    Charlotte, NC
Previous Registrations
  • 2012-06-29 → 2017-03-25
    Msi Financial Services, Inc.
    Springfield, MA
    Boston, MA
    Charlotte, NC
    Somerset, NJ
    Miami Beach, FL
    Somerset, NJ
    Coral Gables, FL
  • 2012-06-29 → 2015-01-02
    New England Securities
    New York, NY
    Boston, MA
    Somerset, NJ
    Charlotte, NC
    Miami Beach, FL
    Somerset, NJ
    Boston, MA
    Coral Gables, FL
Other Businesses

1) NAME: Yara Mojena INV REL: N ADD: Residential Address NATURE: Freelance editor/ copywriter POSITION: Owner START DATE: 05/10/2023 NO. HR/MO: 4-5 hours per week NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Editing, writing, proof reading, etc. 2) NAME: Yara Mojena INV REL: N ADD: Residential Address NATURE: Provide digital services POSITION: Owner START DATE: 05/10/2023 NO. HR/MO: 4-5 hours per week NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Provide various digital services as needed (Design, photography, etc.)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-22
  • S66 Uniform Combined State Law Examination
    2002-11-22
Designations

View on SEC IAPD

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