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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-11-17
NV RA APPROVED 2018-08-21
  • IL RA
    APPROVED
    Since 2020-11-17
  • NV RA
    APPROVED
    Since 2018-08-21

Branch Locations

Citi Wealth Management, Sales 10211 South Eastern Avenue, Henderson, NV 89052 • United States

Citi Wealth Management, Sales 17400 Brookhurst St. Suite 200, Fountain Valley, CA 92708 • United States

Las Vegas, NV • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 07/2010 08/2018
Bbva Wealth Solutions Inc. Temecula CA 10/2010 08/2018
Bbva Securities Inc. Temecula CA 05/2013 08/2018
Bbva Compass Insurance Agency, Inc. Austin TX 08/2010 08/2018
Citigroup Las Vegas NV 08/2018 Present
  • 07/2010 → 08/2018
    Compass Bank
    Birmingham, AL
  • 10/2010 → 08/2018
    Bbva Wealth Solutions Inc.
    Temecula, CA
  • 05/2013 → 08/2018
    Bbva Securities Inc.
    Temecula, CA
  • 08/2010 → 08/2018
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 08/2018 → Present
    Citigroup
    Las Vegas, NV
Previous Registrations
  • 2010-10-15 → 2018-08-09
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    Houston, TX
    Temecula, CA
  • 2010-08-11 → 2010-10-15
    St Johns Wealth Management
    Palm Desert, CA
  • 2010-02-25 → 2010-07-16
    Riverside, CA
  • 2008-09-09 → 2009-04-03
    Banc Of America Investment Services, Inc.
    Riverside, CA
  • 2008-02-19 → 2008-09-15
    Countrywide Investment Services, Inc.
    Riverside, CA
  • 2005-07-19 → 2006-06-07
    Wamu Investments, Inc.
    Riverside, CA
    Riverside, CA
  • 2003-12-19 → 2004-09-29
    Corona, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-18
  • S66 Uniform Combined State Law Examination
    2003-12-18
Other Names
  • Matthew John Rigoli
  • Matthew J Rigoli

View on SEC IAPD

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