Gurvinder Kaur Aujla

Current Employers

Employment History

• 08/2016 → 11/2019
  Bancwest Investment Services, Inc.
  Mountain View, CA
• 11/2019 → 09/2024
  Avantax Advisory Services
  Oakland, CA
• 11/2019 → 09/2024
  Avantax Investment Services, Inc.
  Oakland, CA
• 11/2019 → 09/2024
  Avantax Insurance Agency, Llc
  Oakland, CA
• 11/2019 → Present
  Financial Fitness Center, Inc.
  Oakland, CA
• 06/2022 → Present
  Bookkeeping And Small Business Services; Fairway Financial Consu
  Union City, CA
• 09/2024 → Present
  Independent Financial Group Llc
  San Jose, CA

Previous Registrations

• 2019-11-18 → 2024-09-20
  Avantax Advisory Services
  Oakland, CA
  Union City, CA
  Dallas, TX
• 2016-08-29 → 2019-11-20
  Bancwest Investment Services, Inc.
  Mountain View, CA
  Redwood City, CA
  Menlo Park, CA
  Palo Alto, CA
  Union City, CA
  Milpitas, CA
  Cupertino, CA
  Los Altos, CA
• 2012-11-19 → 2016-01-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rocklin, CA
  Roseville, CA
  Union City, CA
  Union City, CA
  Livermore, CA
  Yuba City, CA
  Hayward, CA
  Livermore, CA
  Newark, CA
  Hayward, CA
  San Leandro, CA
  Newark, CA
  Livermore, CA
• 2012-10-01 → 2012-11-06
  J.P. Morgan Securities Llc
  Rocklin, CA
  Roseville, CA
  Roseville, CA
  Danville, CA
• 2011-05-12 → 2012-10-01
  Chase Investment Services Corp.
  Roseville, CA
  Rocklin, CA
  Roseville, CA
• 2009-10-23 → 2011-04-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Roseville, CA
• 2006-04-14 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Roseville, CA

Other Businesses

1) Financial Fitness Center Inc~'NIR'~295 27th St~Oakland~CA~94612~Accounting Services/Tax Preparation~Other~11/13/2019~80hrs~60hrs~Assist with taxes and bookkeeping. Client meetings and regular phone calls. 2) Avantax affiliated insurance agency~'IR'~3200 Olympus Blvd., Suite 100~Dallas~TX~75019~Equity Indexed Annuity~Agent~11/13/2019~20hrs~5hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL). 3) LOAN OFFICER/ REAL ESTATE AGENT; POSITION: Loan officer/ real estate agent NATURE: I help clients with real estate transactions. I also do mortgage loans. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2022; ADDRESS: 37600 Central Ct #264, Newark CA 94560, United States; DESCRIPTION: I educate clients regarding various mortgage loan products and help them with their home loan. I'm real estate sales person, my license is active and help clients with real estate sale transactions. My duty is to keep my licenses active. 4) AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES; POSITION: Financial Advisor NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2021; ADDRESS: 295 27th Street, Oakland CA 94612, United States; DESCRIPTION: Working with clients in regards to life insurance and annuities needs. 5) BOOKKEEPING AND SMALL BUSINESS SERVICES; FAIRWAY FINANCIAL CONSULTING POSITION: Financial Consultant NATURE: Assist clients bookkeeping and other small business services consultation. Tax preparation services. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 06/01/2022 ADDRESS: 2525 Trailside Way, Union City CA 94587, United States DESCRIPTION: Assist clients bookkeeping and other small business services consultation. 6) FAIRWAY FINANCIAL & INSURANCE AGENCY POSITION: Owner/broker/agent NATURE: I intent to sell health and property. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/31/2024 ADDRESS: 2525 TRAILSIDE WAY, Union City CA 94587, United States DESCRIPTION: Sell insurance polices as a broker. (7) ALLIANCE BAY REALTY POSITION: Independent Contractor NATURE: Mortgage Lending Services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 37600 Central Ct, Ste 264, Newark CA 94560, United States DESCRIPTION: I do not have any duties (8) FAIRWAY FINANCIAL CONSULTING POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 2525 Trailside Way, San Jose CA 95126, United States DESCRIPTION: Remain complaint with the LLC state rules and file taxes. KOEHLER CPA POSITION: Independent Contractor NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2024 ADDRESS: 1541 The Alameda, San Jose CA 95126, United States DESCRIPTION: Tax preparation and Planning ALAMEDA FINANCIAL GROUP POSITION: Split rep code with David Koehler NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/16/2024 ADDRESS: 1541 The Alameda, San Jose CA 95126, United States DESCRIPTION: All the same duties as IFG rep, using this name for marketing. We are a team.

Exams

• S66 Uniform Combined State Law Examination
  2006-04-13
• S63 Uniform Securities Agent State Law Examination
  2004-09-28

Other Names

• Gurvinder Kaur
• Gurvinder K Aujla
• 'GUrvinder K Aujla
• Gurvinder K Aujla
• Gina K Aujla
• Gurvinder Kaur Aujla
• Gurvinder Aujla