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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-14 |
Branch Locations
White Plains, NY • United States
1295 State Street, Springfield, MA 01111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jersey City | NJ | 04/2015 | 12/2021 |
| Massmutual | Springfield | MA | 01/2022 | Present |
| Mml Investors Services, Llc | Springfield | MA | 01/2022 | Present |
NAME: FTV Capital Strategic Advisory Board INV REL: N ADD: 535 Madison Ave, New York NY 10022 NATURE: Serving as an advisor to a private equity firm on matters related to Financial Services & Fintech POSITION: Strategic advisory board member START DATE: 04/01/2026 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Attend semi-annual meetings, express opinions and strategic advice on business ventures & industry challenges.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-22 |
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