Christopher Stephen Roberts

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2004-03-12

TX RA
APPROVED

Since 2004-03-12

Branch Locations

Aledo, TX • United States

801 Cherry Street Suite 2300, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	10/2003	06/2020
Equitable Advisors, Llc	New York	NY	10/2003	Present

10/2003 → 06/2020

Axa Advisors, Llc

New York, NY
10/2003 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. TRUSTEE & POA FOR FATHER. 2. MINERAL RIGHTS; 162 TIMBERLAND LANE, ALEDO, TX 76008; OWNER; START DATE 02/15/2023; 0 HOURS. 3. QCH9, LLC; 162 TIMBERLAND LANE, ALEDO, TX 76008; OWNER, MEMBER; START DATE 4/3/2023; 0 HOURS. 4. LEGACY CASTING; 4651 WEST FWY, FORT WORTH, TX 76107; MOVIE/SERIES EXTRA; START DATE 6/19/2024; APPROXIMATELY 3 HOURS/MONTH. 5. MIRA VISTA CCOUNTRY CLUB; 6600 MIRA VISTA BLVD, FT WORTH, TX 76132; FINANCE COMMITTEE MEMBER; START 2/25/2026; APPROX 2 HOURS/MONTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-03-11

S66 Uniform Combined State Law Examination

2004-03-11

View on SEC IAPD