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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-10
  • MN RA
    APPROVED
    Since 2013-12-10

Branch Locations

St Louis Park, MN • United States

1500 Mcandrews Road West Ste 212B, Burnsville, MN 55337 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Burnsville MN 08/2002 Present
Pfs Investments Inc. Burnsville MN 10/2003 Present
Kim Fishman Audiology, Llc D/B/A Hears To You Audiology Hearing St. Louis Park MN 02/2018 Present
  • 08/2002 → Present
    Primerica Financial Services
    Burnsville, MN
  • 10/2003 → Present
    Burnsville, MN
  • 02/2018 → Present
    Kim Fishman Audiology, Llc D/B/A Hears To You Audiology Hearing
    St. Louis Park, MN
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Midwest Hearing Loops - Independent Contractor - 08/2016-Present

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-08
S63 Uniform Securities Agent State Law Examination 2003-11-11
  • S65 Uniform Investment Adviser Law Examination
    2011-04-08
  • S63 Uniform Securities Agent State Law Examination
    2003-11-11

View on SEC IAPD

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