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V. Barry Laflam

Laflam And Haggerty Investment Advisers Corp.

Southampton, MA

CRD 4724856

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Employer firm

Laflam And Haggerty Investment Advisers Corp. CRD 129389

$49.7M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • PORTFOLIO MANAGEMENT FOR TRUSTS

From the firm’s Form ADV. Read the guides:

Current Employers
Laflam And Haggerty Investment Advisers Corp.

Southampton, MA • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2004-07-08
  • MA RA
    APPROVED
    Since 2004-07-08

Branch Locations

Southampton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Laflam And Haggerty Investment Advisers Corp. Southampton MA 07/1999 Present
Laflam And Haggerty, Cpas Southampton MA 10/1992 Present
Other Businesses

LAFLAM AND HAGGERTY, CPAS 20 COOK ROAD SOUTHAMPTON, MASSACHUSETTS 01073 ACCOUNTING FIRM, NON INVESTMENT-RELATED PARTNER SINCE 10/1992 ONE HUNDRED FIFTY HOURS PER MONTH, NINETY DURING SECURITIES TRADING HOURS DUTIES INCLUDE SERVICES COMMONLY PROVIDED BY CPAS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-21
  • S65 Uniform Investment Adviser Law Examination
    1999-07-21

View on SEC IAPD

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