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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-02-16 |
Branch Locations
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 06/2006 | 11/2020 |
| Tiaa | Charlotte | NC | 06/2006 | 11/2020 |
| Alphastar Capital Management, Llc | Cornelius | NC | 02/2021 | Present |
| Oakwood Capital Securities | Huntersville | NC | 01/2023 | Present |
Alpha Star; VP - Advisor Consulting; 19520 W. Catawba Ave, Suite 112 | Cornelius, NC 28031; since 12/09/2021; investment related; 160 hours per month; VP of Advisor Consulting for Alpha Star RIA.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-16 |
| S66 | Uniform Combined State Law Examination | 2004-02-27 |
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