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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-05-09
  • FL RA
    APPROVED
    Since 2017-05-09

Branch Locations

Clearwater, FL • United States

600 Cleveland Street Suite 1150, Clearwater, FL 33755 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. St. Petersburg FL 09/2014 04/2017
Raymond James Financial Services, Inc. Clearwater FL 04/2017 05/2022
Steward Partners Investment Advisory, Llc. Clearwater FL 04/2017 Present
Steward Partners Global Adisory Clearwater FL 04/2017 Present
Steward Partners Investment Solutions, Llc Clearwater FL 05/2022 Present
  • 09/2014 → 04/2017
    St. Petersburg, FL
  • 04/2017 → 05/2022
    Raymond James Financial Services, Inc.
    Clearwater, FL
  • 04/2017 → Present
    Clearwater, FL
  • 04/2017 → Present
    Steward Partners Global Adisory
    Clearwater, FL
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    Clearwater, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-07
  • S66 Uniform Combined State Law Examination
    2004-01-07

View on SEC IAPD

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