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100 Crescent Court 7Th Floor, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-06-23 |
| MA | RA | APPROVED | 2024-06-12 |
| NY | RA | APPROVED | 2023-11-02 |
| TX | RA | APPROVED | 2023-10-03 |
Branch Locations
100 Crescent Court 7Th Floor, Dallas, TX 75201 • United States
101 Federal Street, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 11/2013 | 07/2017 |
| Bank Of America, N.A. | Austin | TX | 02/2014 | 07/2017 |
| Wells Fargo Clearing Services Llc | Austin | TX | 07/2017 | 05/2020 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2020 | 09/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2020 | 09/2023 |
| Texas Sailing | Lakeway | TX | 03/2016 | Present |
| Sparrow Advisors; Dba For Investment Business | Dallas | TX | 05/2020 | 09/2023 |
| Fixed Insurance With Various Companies | Dallas | TX | 08/2022 | Present |
| Sparrow Advisors, Llc | Addison | TX | 09/2023 | Present |
1) NAME OF OTHER BUSINESS: TEXAS SAILING; INVESTMENT RELATED: NO; ADDRESS: AUSTIN, TEXAS; NATURE OF BUSINESS: YACHT SALES, SAILING LESSONS, CHARTERS, YACHT MANAGEMENT, SAILBOAT LEASE; START DATE: 3/2016; APX NUMBER OF HOURS PER MONTH: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: CONTRACTOR / CHARTER CAPTAIN; BRIEF DESCRIPTION OF DUTIES:CHARTER CAPTAIN, LESSONS; 2) NAME OF OTHER BUSINESS: SPARROW SAILING; INVESTMENT RELATED: NO; ADDRESS: DALLAS, TEXAS; NATURE OF BUSINESS: YACHT SALES, SAILING LESSONS, CHARTERS, YACHT MANAGEMENT, SAILBOAT LEASE; START DATE: 3/2016; APX NUMBER OF HOURS PER MONTH: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: CONTRACTOR / CHARTER CAPTAIN; BRIEF DESCRIPTION OF DUTIES:CHARTER CAPTAIN, LESSONS; 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2022 APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG-TERM CARE; 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2022 APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES:NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-23 |
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