James Paul Moriarty

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → Present
  New York Life Ins
  Waltham, MA
• 10/2003 → Present
  Nylife Securities
  Boston, MA
• 04/2011 → Present
  Eagle Strategies Llc
  Waltham, MA
• 01/2022 → Present
  James P. Moriarty, Cpa, Llc
  Wilmington, MA
• 05/2023 → 06/2023
  Jpm Retirement & Legacy Solutions, Llc
  Wilmington, MA
• 06/2023 → 03/2024
  Moriarty Financial Group, Llc
  Wilmington, MA
• 03/2024 → Present
  Fairway Group, Llc
  Woburn, MA

Previous Registrations

• 2015-02-17 → 2015-08-25
  Alpha Pension Group, Inc., A Hub International Company
  Boston, MA

Other Businesses

[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 1 Church Street, Suite 102, Wilmington, MA 01887; Start Date 02/2022; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [James P. Moriarty, CPA, LLC; Tax and Accounting Services; 1 Church Street, Suite 102, Wilmington, MA 01887; Start Date 01/2022; Role/Title: Owner; Not Investment Related; 120 hours per month; 120 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF FAIRWAY GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (WOBURN, MA); START DATE: 03/2024]

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-12-23

Designations

• Chartered Financial Consultant