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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-02-05 |
| TX | RA | APPROVED_RES | 2025-01-31 |
| CO | RA | APPROVED | 2025-01-27 |
| NV | RA | APPROVED | 2025-01-27 |
| CA | RA | APPROVED | 2025-01-24 |
Branch Locations
3424 Carson Street 1St Floor, Torrance, CA 90503 • United States
10801 West Charleston Boulevard 2Nd Floor, Las Vegas, NV 89135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wm Financial Services | Las Vegas | NV | 04/2007 | 10/2020 |
| J.P. Morgan Securities Llc | Las Vegas | NV | 10/2012 | 10/2020 |
| Ameriprise Financial Services Inc | Henderson | NV | 10/2020 | 10/2020 |
| Ameriprise Financial Services, Llc | Henderson | NV | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Henderson | NV | 10/2020 | 07/2024 |
| U.S. Bancorp Investments, Inc. | Las Vegas | NV | 07/2024 | 01/2025 |
| City National Securities, Inc. | Las Vegas | NV | 01/2025 | Present |
(1) name of the other business: Peter Giacona whether the business is investment-related: non investment-related the address of the other business: 878 Apatite Place, Henderson, Nevada 89011 the nature of the other business: Arts Institution your position; title, or relationship with the other business: Sole owner and proprietor the start date of your relationship: 10/27/2025 the approximate number of hours/month you devote to the other business: 0 the number of hours you devote to the other business during securities trading hours: 0 briefly describe your duties relating to the other business: Print on demand shop on Etsy (2) name of the other business: Giacona Brothers LLC whether the business is investment-related: non investment-related the address of the other business: 732 S 6th St, Ste R, Las Vegas, NV 89101 the nature of the other business: Private Company your position; title, or relationship with the other business: Owner the start date of your relationship: 03/20/2026 the approximate number of hours/month you devote to the other business: 8 the number of hours you devote to the other business during securities trading hours: 0 briefly describe your duties relating to the other business: I am a vending machine operator. The nature of the business is placing, maintaining, filling, and cleaning vending machines the business owns. This business will be operated outside of business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-06 |
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