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Deborah Lewis King

Asset Management Associates

South Windsor, CT

CRD 4724429

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Employer firm

Asset Management Associates CRD 119878

$101M regulatory AUM 107 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Asset Management Associates

South Windsor, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2001-04-10
  • CT RA
    APPROVED
    Since 2001-04-10

Branch Locations

South Windsor, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Springfield Tech. Community College Springfield MA 02/2001 Present
  • 02/2001 → Present
    Springfield Tech. Community College
    Springfield, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-10
  • S65 Uniform Investment Adviser Law Examination
    2001-02-10
Other Names
  • Deborah Lewis King

View on SEC IAPD

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