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2 Westchester Park Drive Suite 215, White Plains, NY 10604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-09 |
Branch Locations
2 Westchester Park Drive Suite 215, White Plains, NY 10604 • United States
Chappaqua, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tortoise Investment Management, Llc | White Plains | NY | 09/2019 | Present |
| Unemployed | Chappaqua | NY | 11/2018 | 10/2019 |
| Wells Fargo | White Plains | NY | 09/2017 | 10/2018 |
| Unemployed | Chappaqua | NY | 08/2016 | 08/2017 |
| Jp Morgan Chase | New York | NY | 05/2011 | 07/2017 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-06-02 |
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