Best Investors Account Sign in
Inactive

Stephen Hyo Dong Kim

Sierra Madre Partners LLC

Cerritos, CA

CRD 4724325

Claim This Profile
Employer firm

Sierra Madre Partners LLC CRD 171754

$29.3M regulatory AUM 139 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Sierra Madre Partners Llc

17777 Center Court Drive North, Suite 600, Cerritos, CA 90703 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-08
LA RA APPROVED 2020-10-20
CA RA APPROVED 2014-06-20
  • TX RA
    APPROVED
    Since 2025-01-08
  • LA RA
    APPROVED
    Since 2020-10-20
  • CA RA
    APPROVED
    Since 2014-06-20

Branch Locations

17777 Center Court Drive North, Suite 600, Cerritos, CA 90703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sierra Madre Partners Llc Norwalk CA 05/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-20
S63 Uniform Securities Agent State Law Examination 2006-05-09
  • S65 Uniform Investment Adviser Law Examination
    2014-06-20
  • S63 Uniform Securities Agent State Law Examination
    2006-05-09
Other Names
  • Stephen Hyodong Kim

View on SEC IAPD

Nearby Firms

PFS INVESTMENTS INC.
LPL FINANCIAL LLC
FOUNDATIONS INVESTMENT ADVISORS LLC

Nearby Investors

KATSUKO YAMABE
MAX MASAAKI YAMAGUCHI
AKIHIKO MOGI

Nearby Offices

PFS INVESTMENTS INC. · CERRITOS, CA
LPL FINANCIAL LLC · CERRITOS, CA
FOUNDATIONS INVESTMENT ADVISORS LLC · CERRITOS, CA

More in Cerritos, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor