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Stephen Hyo Dong Kim

Sierra Madre Partners LLC

Cerritos, CA

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Current Employers
Sierra Madre Partners Llc

17777 Center Court Drive North, Suite 600, Cerritos, CA 90703 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-08
LA RA APPROVED 2020-10-20
CA RA APPROVED 2014-06-20
  • TX RA
    APPROVED
    Since 2025-01-08
  • LA RA
    APPROVED
    Since 2020-10-20
  • CA RA
    APPROVED
    Since 2014-06-20

Branch Locations

17777 Center Court Drive North, Suite 600, Cerritos, CA 90703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sierra Madre Partners Llc Norwalk CA 05/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-20
S63 Uniform Securities Agent State Law Examination 2006-05-09
  • S65 Uniform Investment Adviser Law Examination
    2014-06-20
  • S63 Uniform Securities Agent State Law Examination
    2006-05-09
Other Names
  • Stephen Hyodong Kim

View on SEC IAPD

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