Best Investors Account Sign in

Adam Gregory Sollie

Wells Fargo Clearing Services, LLC

Gadsden, AL

Birmingham, AL

Birmingham, AL

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-06-16
  • AL RA
    APPROVED
    Since 2021-06-16

Branch Locations

Gadsden, AL • United States

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

1901 6Th Ave N Ste 199, Birmingham, AL 35203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Birmingham AL 04/2011 Present
Wells Fargo Advisors Llc Birmingham AL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Birmingham AL 11/2016 Present
  • 04/2011 → Present
    Wachovia Bank, N.A.
    Birmingham, AL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Birmingham, AL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-29
S63 Uniform Securities Agent State Law Examination 2006-12-04
  • S66 Uniform Combined State Law Examination
    2021-03-29
  • S63 Uniform Securities Agent State Law Examination
    2006-12-04

View on SEC IAPD

More in Gadsden, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor