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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-06 |
| GA | RA | APPROVED | 2025-03-06 |
| NJ | RA | APPROVED | 2025-03-06 |
| NY | RA | APPROVED | 2025-03-06 |
| SC | RA | APPROVED | 2025-03-06 |
Branch Locations
200 Motor Parkway Suite D-24, Hauppauge, NY 11788 • United States
74 Carleton Avenue, East Islip, NY 11730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center, Inc. | Hauppauge | NY | 01/2006 | 03/2025 |
| Ic Advisory Services Inc | Hauppauge | NY | 01/2010 | 03/2025 |
| Lpl Financial Llc | Hauppauge | NY | 03/2025 | Present |
1- 03/06/2025 - Harbour Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/29/2016 - 175 hours per month/ 130 hours during trading 2- 03/06/2025 - Harbour Financial - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/17/2024 - 15 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-07 |
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