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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-06-05 |
| NC | RA | APPROVED | 2023-08-01 |
| GA | RA | APPROVED | 2020-09-17 |
| FL | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gfa Financial Group, Llc | Clearwater | FL | 05/2006 | Present |
| Signator Investors, Inc. | Clearwater | FL | 05/2016 | 11/2018 |
| Osaic Wealth, Inc | Tampa | FL | 11/2018 | Present |
1) INDEPENDENT INSURANCE AGENT POSITION: Sales NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 04/15/2000 ADDRESS: 5601 Mariner St Ste. 475, Tampa FL 33609, United States DESCRIPTION: Fixed insurance, fixed annuities & LTC 2) GFA FINANCIAL GROUP LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/15/2000 ADDRESS: 5601 Mariner St Ste. 475, Tampa FL 33609, United States DESCRIPTION: Owner and advisor that provides retirement goal planning for our clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-05 |
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