Rodney Keyth Dixon

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX

Previous Registrations

• 2007-10-22 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Dallas, TX

Other Businesses

I*464658, Entity Type Entity For Profit, Name of OBA: Pecan Valley Nut Farm Address: WeatherfordTexas 76085 Investment Related: No Position, Title, Association: Owner Employee Start Date: 07/01/2010 No Hours: 30 Monthly No Hours during trading: 0 Duties: Retail and Wholesale producer of pecans and sale of related products and memorabilia. I*400061, Entity Type Entity For Profit, Name of OBA: Dixon Enterprises Address: WeatherfordTexas 76085 Investment Related: No Position, Title, Association: Owner Employee Start Date: 01/01/2012 No Hours: 10 Monthly No Hours during trading: 0 Duties: Buyer and Seller of marketable second-hand goods, including, but not limited to: scrap metal, tools, furniture & farm equipment. I*979265, Entity Type Entity For Profit, Name of OBA: Bacon By Grace Address: Weatherford Texas76085 Investment Related: No Position, Title, Association: Owner Employee Start Date: 10/21/2022No Hours: 300 Yearly No Hours during trading: 0 Duties: BBQ Competition Team

Exams

• S66 Uniform Combined State Law Examination
  2004-05-10

Other Names

• Rod Dixon