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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-22
TX RA APPROVED_RES 2020-12-17
  • CA RA
    APPROVED
    Since 2021-01-22
  • TX RA
    APPROVED_RES
    Since 2020-12-17

Branch Locations

2225 Pacific Blvd Se Ste 203, Albany, OR 97321 • United States

1845 Sw Highway 101 Ste 2, Lincoln City, OR 97367 • United States

777 Ne 2Nd Street Suite G, Corvallis, OR 97330 • United States

Corvallis, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Corvallis OR 09/2005 03/2020
Ameriprise Financial Services, Llc Corvallis OR 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 358 NE Rennie Pl, , Corvallis, OR, 97330; Investment-Related; 08/01/2011 / Single Family; 1950 Main St SE, , Albany, OR, 97321; Investment-Related; 05/13/2022 / Lot/Land; Map Tax Lot # 11512C002192, Suite G, Corvallis, OR, 97330; Not Investment-Related; 02/05/2026. Business Ownership; Equinox Investment Advisors; Owner; Manage Ameriprise Business; 777 NE 2nd St, Suite G, Corvallis, OR, 97330; Investment-Related; 11/01/2025; 20 to 39 hours per month; 1 to 9 during trading hours / Dixon Creek Enterprises; Owner; Manage Ameriprise Business; 777 NE 2nd St, Suite G, Corvallis, OR, 97330; Investment-Related; 11/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Equinox Investment Advisors LLC.; Owner; Manage advisory business; 777 NE 2nd St, , Corvallis, OR, 97330; Investment-Related; 11/01/2025; 1 to 9 hours per month; 0 during trading hours / Dixon Creek Enterprises; Owner; Manage advisory business; 777 NE 2nd St, Suite G, Corvallis, OR, 97330; Investment-Related; 11/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-12
S63 Uniform Securities Agent State Law Examination 2000-01-21
  • S66 Uniform Combined State Law Examination
    2003-05-12
  • S63 Uniform Securities Agent State Law Examination
    2000-01-21

View on SEC IAPD

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