Chris Neil Whitman

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2022-05-06
TX	RA	APPROVED	2022-02-01
OH	RA	APPROVED	2021-08-15
AZ	RA	APPROVED	2021-04-23
OK	RA	APPROVED	2021-02-02
CO	RA	APPROVED	2020-03-18
NC	RA	APPROVED	2019-10-04
NJ	RA	APPROVED	2019-02-25
WA	RA	APPROVED	2016-06-09
GA	RA	APPROVED	2016-03-23
CA	RA	APPROVED	2015-05-19
VA	RA	APPROVED	2013-08-13
TN	RA	APPROVED	2012-04-11
MS	RA	APPROVED	2012-03-27
AL	RA	APPROVED	2011-05-31
FL	RA	APPROVED	2006-08-25

SC RA
APPROVED

Since 2022-05-06
TX RA
APPROVED

Since 2022-02-01
OH RA
APPROVED

Since 2021-08-15
AZ RA
APPROVED

Since 2021-04-23
OK RA
APPROVED

Since 2021-02-02
CO RA
APPROVED

Since 2020-03-18
NC RA
APPROVED

Since 2019-10-04
NJ RA
APPROVED

Since 2019-02-25
WA RA
APPROVED

Since 2016-06-09
GA RA
APPROVED

Since 2016-03-23
CA RA
APPROVED

Since 2015-05-19
VA RA
APPROVED

Since 2013-08-13
TN RA
APPROVED

Since 2012-04-11
MS RA
APPROVED

Since 2012-03-27
AL RA
APPROVED

Since 2011-05-31
FL RA
APPROVED

Since 2006-08-25

Branch Locations

109 Westpark Dr Suite 150, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Co Of America	Brentwood	TN	04/2012	Present
Park Avenue Securities Llc	Brentwood	TN	04/2012	Present

04/2012 → Present

Guardian Life Insurance Co Of America

Brentwood, TN
04/2012 → Present

Park Avenue Securities Llc

Brentwood, TN

Previous Registrations

2004-03-03 → 2005-09-16

Ameriprise Financial Services, Llc

Memphis, TN

Other Businesses

1. Gifts of Grace Inc. Board Member-Set board meetings. Organize meeting notes/minutes., Start: 01/01/2009, Address: 9237 Greensboro Court. Brentwood TN, 1 bus hr per month, Not investment related, 2. Chris Whitman - Business Consulting (DBA TBD)-I will function as the sole participant in consulting with small business to provide Leadership Coaching, Marketing & Advertising Plan Design, Operational Team Development and Process and Performance Analysis , Start: 12/01/2019, Address: 9237 Greensboro Ct. Brentwood, TN 37027, 10 total hours per month; 10 during securities trading hours, Not investment related, Less than 10% annual compensation,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-03-02

S66 Uniform Combined State Law Examination

2004-03-02

Designations

Chartered Financial Consultant

Other Names

Chris Neil Whitman
Christopher Neil Whitman
Christopher Neil Whitman

View on SEC IAPD