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Kevin L Antol

Tiaa-Cref Individual & Institutional Services, LLC

Mint Hill, NC

Charlotte, NC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-02-01
  • NC RA
    APPROVED
    Since 2024-02-01

Branch Locations

Mint Hill, NC • United States

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 03/2007 Present
Tiaa Charlotte NC 03/2007 Present
Previous Registrations
  • 2005-11-30 → 2007-03-26
    Msi Financial Services, Inc.
    Atlanta, GA
    Pinkerington, OH
    Atlanta, GA
    Springfield, MA
    Springfield, MA
    Broadview Hts, OH
  • 2005-01-07 → 2005-12-31
    Metlife Investment Fund Services Llc
    Akron, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-27
S63 Uniform Securities Agent State Law Examination 2006-06-22
  • S65 Uniform Investment Adviser Law Examination
    2011-10-27
  • S63 Uniform Securities Agent State Law Examination
    2006-06-22

View on SEC IAPD

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