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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-16
FL RA APPROVED 2000-03-13
  • TX RA
    APPROVED_RES
    Since 2026-06-16
  • FL RA
    APPROVED
    Since 2000-03-13

Branch Locations

5101 N 12Th Ave Ste A, Pensacola, FL 32504 • United States

Saint Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pensacola FL 09/2005 03/2020
Ameriprise Financial Services, Llc Saint Petersburg FL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 4112 Commons DriveSuite 224/226Destin, FL 32541, , Destin, FL, 32541; Not Investment-Related; 07/01/2016 / Single Family; 3 Boland Place, , Pensacola, FL, 32504; Not Investment-Related; 02/12/2024 / Commercial; 715 W Norfolk Ave, , Norfolk, NE, 68701; Not Investment-Related; 11/25/2024 / Lot/Land; 0 Canal Street, , Mulberry, FL, 33860; Not Investment-Related; 10/21/2022. Business Ownership; Thom Newcomb, Inc; Owner; This entity is used to hold personal assets. This would include a Motor Home that is owned by AII Group LLC, but Thom Newcomb, Inc ownes AII Group LLC out of Montana. Thom Newcomb Inc also holds a Distribution agreement contract for Harbour Solutions. The distribution agreement is for an Energy Drink from Harbour Solutions of which the investment was previously approved by compliance. Harbour solutions is not currently manufacturing a product so the agreement is active but dormant. Thom Newcomb, Inc will conduct administrative work for this distribution agreement until sold.; 100 1st Ave N, Unit 1106, St. Petersburg, FL, 33701; Not Investment-Related; 01/01/2011; 1 to 9 hours per month; 1 to 9 during trading hours / Mega Bump Beverages, LLC; Owner; Small scale distribution of non-alcoholic beverages.; 7901 4th St N, Ste 300, Saint Petersburg, FL, 33702; Not Investment-Related; 05/28/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Still Never Enough, LLC; Owner; It was created to own my boat, for liability and tax purposes.; 100 1st Avenue North, Unit 1106, Saint Petersburg, FL, 33701; Not Investment-Related; 05/06/2024; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-22
  • S66 Uniform Combined State Law Examination
    2000-09-22

View on SEC IAPD

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