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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-01-28 |
| TN | RA | APPROVED | 2018-03-07 |
| KY | RA | APPROVED | 2015-02-09 |
Branch Locations
25 Jefferson St, Ste T-2, Clarksville, TN 37040 • United States
101 Clinic Dr, Hopkinsville, KY 42240 • United States
808 South Main Street, Elkton, KY 42220 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hopkinsville | KY | 02/2015 | Present |
| United Southern Bank | Hopkinsville | KY | 02/2015 | Present |
1. 2/21/2018 - United Southern Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2018 - 40 Hours Per Month During Securities Trading. 2. 04/17/2023 - Southern Wealth Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/15/2023 - 160 Hours Per Month/ 7 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-03 |
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