Tracy R Horne

Thrivent Investment Management Inc.

Minneapolis, MN

CRD 4723237

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2026-04-23
OK	RA	APPROVED	2026-04-21
TX	RA	APPROVED	2026-04-21
IL	RA	APPROVED	2026-04-08

DC RA
APPROVED

Since 2026-04-23
OK RA
APPROVED

Since 2026-04-21
TX RA
APPROVED

Since 2026-04-21
IL RA
APPROVED

Since 2026-04-08

Branch Locations

Oak Park, IL • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc	Minneapolis	MN	12/2025	Present
Thrivent Financial	Appleton	WI	12/2025	Present
Unemployed	Oak Park	IL	09/2025	12/2025
Ubs	Oak Park	IL	09/2022	09/2025
Unemployed	Oak Park	IL	06/2022	09/2022
Goldman Sachs	Chicago	IL	04/2016	06/2022

12/2025 → Present

Thrivent Investment Management Inc

Minneapolis, MN
12/2025 → Present

Thrivent Financial

Appleton, WI
09/2025 → 12/2025

Unemployed

Oak Park, IL
09/2022 → 09/2025

Ubs

Oak Park, IL
06/2022 → 09/2022

Unemployed

Oak Park, IL
04/2016 → 06/2022

Goldman Sachs

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-07

S66 Uniform Combined State Law Examination

2026-04-07

Other Names

Tracy Regina Horne

View on SEC IAPD

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