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130 Springside Drive Suite 300, Akron, OH 44333 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-01-01 |
| VA | RA | APPROVED | 2022-06-22 |
| NC | RA | APPROVED | 2022-01-26 |
Branch Locations
1115 E. Morehead St., Suite 100, Charlotte, NC 28204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Charlotte | NC | 02/2003 | 04/2019 |
| Northwestern Mutual Investment Services, Llc | Charlotte | NC | 02/2003 | 04/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2018 | 04/2019 |
| Valmark Securities, Inc. | Akron | OH | 04/2019 | Present |
| Valmark Advisers, Inc. | Akron | OH | 01/2022 | Present |
1) THE SEYMOUR FAMILY FOUNDATION AN IRREVOCABLE CHARITABLE TRUST 12/21/2015, OTHER TRUSTEE, 220 N. TRYON STREET, CHARLOTTE, , NORTH CAROLINA, 28202, UNITED STATES OF AMERICA, OTHER TRUSTEE, START DATE: 02/02/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TRUSTEE, THE SEYMOUR FAMILY FOUNDATION, AN IRREVOCABLE CHARITABLE TRUST, ADMINISTERED BY THE FOUNDATION FOR THE CAROLINA (A "SUPPORTED ORGANIZATION") /// 2)Fixed Insurance Sales; Broker; NOT Investment Related; 2/1/2003 Start Date: Approximate 1-5 hrs per month; receives commissions on sales./// 3) DI and LTC insurance sales; NOT Investment Related: Start date 2003; Approximately 1-5 hrs. per month; Commissions from Sales of Products./// 4) The Pomfret Financial Company, Inc.; 1115 East Morehead, Charlotte, NC 28204; Insurance Sales; NOT Investment Related; Start Date 01/01/2000; I own 50% of Pomfret, Pomfret Financial is an insurance & business planning firm and also a "C" Corp; Approximately 40+ hrs. per month; fixed commissions paid to Pomfret, securities/advisory compensation paid direct to rep./// 5) The City of Charlotte; 600 East 4th Street #1400, Charlotte, NC 28202; Local Government; Elected Official- City Council Member; I will be completing the final 6 months of the term of a city council member who resigned from the position. The role of a city council member is a part time position, Dates would be from 6/2/2025-12/8/2025; NOT Investment Related; Start Date 06/02/2025; Approximately 11-20 hrs. per month; part time position with the base pay, per year.///
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-09-28 |
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