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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-10 |
Branch Locations
90 Crystal Run Road Suite 101, Middletown, NY 10941 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bruderman Asset Management, Llc | Suffern | NY | 03/2015 | 08/2019 |
| Bruderman Brothers Llc | Suffern | NY | 03/2015 | 08/2019 |
| Kestra Investment Services | Middletown | NY | 08/2019 | Present |
| Kestra Private Wealth Services | Middletown | NY | 08/2019 | Present |
Business Name: Mundi Financial Investment Related: Yes Address: 90 Crystal Run, Suite 101 Middletown NY 10941 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Vice President-Operations Start Date: 8/21/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: registered assistant Business Name: Orange County Soccer League OCSL Investment Related: No Address: PO Box 390 Chester NY 10918 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Other Other/None of the Above provide a venue for women to play soccer Position, Title or Relationship: President Start Date: 7/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: oversee all activities of the organization, manage board meetings Business Name: JANNINE BARBOSA POSITION: Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2012 ADDRESS: 90 Crystal Run Road, Suite 101, Middletown NY 10941 DESCRIPTION: Notarize documents when requested, approved.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-16 |
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