Vance M Whitby

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
• 09/2015 → Present
  Bank Of America, N.A.
  Denver, CO

Previous Registrations

• 2007-11-16 → 2015-07-17
  Ubs Financial Services Inc.
  Denver, CO
  Denver, CO
  Midway, UT
• 2000-10-10 → 2007-11-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
  Denver, CO

Other Businesses

I*2126271, Entity Type: Fiduciary, Name of OBA:S A W TTEE V M W TTEE U/A DTD 09/24/2024 , Address: Provo, Utah, 84604, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 12/16/2024, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: I*2154302, Entity Type: , Name of OBA: S A W TTEE V M W TTEE U/A DTD 09/24/2024 , Address: Provo, Utah, 84604, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 07-Jan-2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2000-06-13