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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-09-04 |
Branch Locations
3125 Springbank Ln Ste H, Charlotte, NC 28226 • United States
200 S State St Ste 6, Lexington, NC 27292-3371 • United States
Lexington, NC • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lexington | NC | 08/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Lexington | NC | 03/2020 | Present |
Real Estate Ownership; Commercial; 200 South State St, Suite 6, Lexington, NC 27292, ,; Investment-Related; 10/12/2015 / Commercial; 200 South State St, Suite 7, Lexington, NC 27292, ,; Investment-Related; 10/12/2015. Business Ownership; Lexington Wealth Management Inc; Owner; This business was set up as the business I work for and so I could hire an assistant to work with me in my role as Ameriprise Financial Svcs advisor and pay both of us through a business; 1283 Starboard Reach, , Lexington, NC, 27292; Investment-Related; 08/19/2015; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Lexington Property Management; This business entity was set up to process rental business through from a tax standpoint.; 1283 Starboard Reach, , Lexington, NC, 27292; Investment-Related; 11/19/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-02 |
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