Kent H. Chung

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Monrovia , CA
• 10/2012 → Present
  Jpmorgan Chase Bank, N.A.
  Monrovia , CA

Previous Registrations

• 2011-12-23 → 2012-10-01
  Chase Investment Services Corp.
  West Hollywood, CA
  West Hollywood,, CA
  Los Angeles, CA
  Los Angeles, CA
  Temple City, CA
  Monrovia, CA
  Monrovia, CA
• 2010-01-04 → 2011-10-07
  U.S. Bancorp Investments, Inc.
  Laguna Niguel, CA
  Laguna Niguel, CA
  Dana Point, CA
  Laguna Beach, CA
  San Clemente, CA
• 2009-05-02 → 2009-12-03
  Chase Investment Services Corp.
  Rancho Santa Margarita, CA
  Mission Viejo, CA
  Fullerton, CA
  Fullerton, CA
• 2006-09-11 → 2009-05-02
  Wamu Investments, Inc.
  Fullerton, CA
  Fullerton, CA
  Mission Viejo, CA
  Rancho Santa Margarita, CA
  Fullerton, CA
  Pasadena, CA
  Fullerton, CA
  Pasadena, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-09
• S63 Uniform Securities Agent State Law Examination
  2005-11-16

Other Names

• Kent H Chung