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Kent H. Chung

J.P. Morgan Securities LLC

Monrovia, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-10-01
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

102 W. Foothill Blvd., Monrovia, CA 91016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Monrovia  CA 10/2012 Present
Jpmorgan Chase Bank, N.A. Monrovia CA 10/2012 Present
Previous Registrations
  • 2011-12-23 → 2012-10-01
    Chase Investment Services Corp.
    West Hollywood, CA
    West Hollywood,, CA
    Los Angeles, CA
    Los Angeles, CA
    Temple City, CA
    Monrovia, CA
    Monrovia, CA
  • 2010-01-04 → 2011-10-07
    U.S. Bancorp Investments, Inc.
    Laguna Niguel, CA
    Laguna Niguel, CA
    Dana Point, CA
    Laguna Beach, CA
    San Clemente, CA
  • 2009-05-02 → 2009-12-03
    Chase Investment Services Corp.
    Rancho Santa Margarita, CA
    Mission Viejo, CA
    Fullerton, CA
    Fullerton, CA
  • 2006-09-11 → 2009-05-02
    Wamu Investments, Inc.
    Fullerton, CA
    Fullerton, CA
    Mission Viejo, CA
    Rancho Santa Margarita, CA
    Fullerton, CA
    Pasadena, CA
    Fullerton, CA
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-09
S63 Uniform Securities Agent State Law Examination 2005-11-16
  • S65 Uniform Investment Adviser Law Examination
    2006-09-09
  • S63 Uniform Securities Agent State Law Examination
    2005-11-16
Other Names
  • Kent H Chung

View on SEC IAPD

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Other Offices

PFS INVESTMENTS INC. · MONROVIA, CA
CETERA INVESTMENT ADVISERS LLC · MONROVIA, CA
FORT ROSS CAPITAL MANAGEMENT, LLC · MONROVIA, CA
FORT ROSS CAPITAL MANAGEMENT, LLC · Monrovia, CA
VERITAS FINANCIAL CONSULTING LLC · MONROVIA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Monrovia, CA
GLOBAL RETIREMENT PARTNERS LLC · Monrovia, CA
J.P. MORGAN SECURITIES LLC · DUARTE, CA

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