Harry Singh

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-31
TX	RA	APPROVED_RES	2017-10-20

NY RA
APPROVED

Since 2021-03-31
TX RA
APPROVED_RES

Since 2017-10-20

Branch Locations

Bronx, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	10/2003	Present
Lehman College	Bronx	NY	09/2000	Present
Harry Singh	Bronx	NY	01/1984	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2004	Present

10/2003 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
09/2000 → Present

Lehman College

Bronx, NY
01/1984 → Present

Harry Singh

Bronx, NY
03/2004 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1) LEHMAN COLLEGE, NOT INV REL, PART TIME LECTURER 3H/WK, DUTIES: LECTURE TO STUDENTS PREPARING FOR CFP EXAM; 2) ACCOUNTING & TAX PRACTICE, TITLE: OWNER, STARTED 1984, 20H/WK: 3) UNITED HEALTHCARE INSURANCE CO; NOT INV REL; SANTA ANA, CA; MEDICARE PRODUCTS; INDEPENDENT AGENT; START DATE 10/15/11; 12 HRS/MTH, NONE DURING SECURITIES TRADING HRS:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-12-10

S66 Uniform Combined State Law Examination

2003-12-10

Other Names

Hookoom Naraine Singh

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