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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-15 |
| CA | RA | APPROVED | 2015-12-18 |
Branch Locations
301 University Ave 2Nd Fl, Palo Alto, CA 94301 • United States
Menlo Park, CA • United States
1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Seal Beach | CA | 12/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seal Beach | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; LOS ANGELES, CA; CONDO; 100% OWNERSHIP; START 1/1/2013; 2 HOURS PER MONTH, 0 DURING TRADING; OWNER, PROPERTY MANAGER. RENTAL PROPERTY; INV RELATED; LOS ANGELES, CA; 100% OWNERSHIP; START 3/1/2018; ZERO HOURS PER MONTH, ZERO DURING TRADING; LANDLORD.; TRUSTEE FOR FATHER, INV RELATED, HOUSTON, TX, START: 2/10/2021, 1 HR/MONTH, 1 HR DURING TRADING. GRAYSTONE FAMILY HOLDINGS, LLC; NOT INVESTMENT RELATED; HOUSTON,TX; 47.5% OWNERSHIP; START DATE 01/01/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; HOLDING COMPANY FOR UNION TECH. UNION TECH CO, LLC; NOT INVESTMENT RELATED; HOUSTON,TX; 47.5% OWNERSHIP; START DATE 01/01/2021; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; MANUFACTURING COMPANY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-30 |
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