Tanique K Louis

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-08
MD	RA	APPROVED	2016-04-21

TX RA
APPROVED_RES

Since 2020-04-08
MD RA
APPROVED

Since 2016-04-21

Branch Locations

7500 Old Georgetown Road 10Th Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Bethesda	MD	04/2016	Present

04/2016 → Present

Morgan Stanley Smith Barney Llc

Bethesda, MD

Previous Registrations

2007-01-31 → 2009-06-01

Citigroup Global Markets Inc.

Atlanta, GA

Washington, DC

Atlanta, GA

Other Businesses

*440764 - Power of Attorney; Investment related Yes; Gainesville, GA; June 2021; During business hours: 0; After business hours: 3.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-12-17
S63	Uniform Securities Agent State Law Examination	2000-07-27

S65 Uniform Investment Adviser Law Examination

2006-12-17
S63 Uniform Securities Agent State Law Examination

2000-07-27

Other Names

Tanique Kianna Young
Tanique Kianna Louis
Tanique K Sullivan

View on SEC IAPD

Other Firms

BLUE SPARROW FUNDS GP LLC

KALAMATA ASSET MANAGEMENT LLC

GLASSY MOUNTAIN ADVISORS, INC.

NOORDZEE CAPITAL LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

HIGHTOWER ADVISORS, LLC

GOLDEN WEALTH STRATEGIES

Other Investors

Brian Craig Luts

DAVID MICHAEL GREENLEIGH

JAMIE LYNN BIGSBY

Brian Hawthorne-Codato

William K McCaffrey

ALEXANDER SIDNEY JOHANNES LEVY

FREDERICK THOMAS TURNER

Other Offices

LGG FINANCIAL · BETHESDA, MD

BLUE SPARROW FUNDS GP LLC · BETHESDA, MD

KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD

GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD

NOORDZEE CAPITAL LLC · BETHESDA, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD

HIGHTOWER ADVISORS, LLC · BETHESDA, MD

GOLDEN WEALTH STRATEGIES · Bethesda, MD

More in Bethesda, MD

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